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Privacy Policy & Disclosures

Your privacy is very important to us. Please read our privacy policy and disclosures below. 

Privacy Policy

The FI Woman, LLC

Our Privacy Policy Statement

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We respect the privacy of all clients and prospective clients (collectively termed “customers”), both past and present. It is recognized that you have entrusted our firm with non-public personal information and it is important that both access persons and customers are aware of firm policy concerning what may be done with that information.

 

The firm collects personal information about customers from the following sources:

Information customers provide to complete their financial plan or investment recommendation;
Information customers provide in engagement agreements and other documents completed in connection with the opening and maintenance of an account;
Information customers provide verbally; and
Information received from service providers, such as custodians, about customer transactions.

 

The firm does not disclose non-public personal information about our customers to anyone, except in the following circumstances:

When required to provide services our customers have requested;
When our customers have specifically authorized us to do so;
When required during the course of a firm assessment (i.e., independent audit); or
When permitted or required by law (i.e., periodic regulatory examination).

 

Within the firm, access to customer information is restricted to personnel who need to know that information. All access persons and service providers understand that everything handled in firm offices is confidential and they are instructed not to discuss customer information with anyone else that may request information about an account unless they are specifically authorized in writing by the customer to do so. This includes, for example, providing information about a spouse’s IRA or to children about a parent’s account.

 

To ensure security and confidentiality, the firm maintains physical, electronic, and procedural safeguards to protect the privacy of customer information.

 

The firm will provide you with its privacy policy on an annual basis per federal law and at any time, in advance, if firm privacy policies are expected to change.

 

Contact us at:

The FI Woman, LLC

1121 N. Bethlehem Pike #121

Suite 60

Spring House, PA 19477

Disclosures

WEBSITE CONTENT

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All written content on this site is for information purposes only. Opinions expressed herein are solely those of The FI Woman, LLC unless otherwise specifically cited.  

 

Material presented is believed to be from reliable sources and no representations are made by our firm as to another parties’ informational accuracy or completeness.  All information or ideas provided should be discussed in detail with an advisor, accountant, or legal counsel before implementation.

 

This website may provide links to others for the convenience of our users.  Our firm has no control over the accuracy or content of these other websites.

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